A rapid review of your strategy, including approach to organisation, technology & data with a focus on the components that will make your CLM delivery successful.

When you need

To Initiate

When you want to identify the pitfalls up-front and need a rapid review of your current state to create early focus on the key gaps.

To plan

To ensure alignment of deliverables to the outcomes of the KYC programme or wider organisation, and embed the required governance and engagement.

How does it help you?

The outcome of the Health Check will define the shape of your programme whilst articulating ways to improve and redirect your transformation journey in the short, medium and long term.

  • Clarify and set scope to ensure stakeholders are on-board
  • Get a rapid expert view on your current state, whether that be policy, process, tech, people, data, or a combination of these
  • Gain a high-level, independent, market view of where you are with your CLM journey operational programme of work
  • Plan the plan: understand likely deliverables and timeframes, and apply an honest feasibility lens

The Team

  • Sally Wyllie


  • Sean Vickers

    Chief Executive Officer

  • Jiwan Laly

    Chief Operating Officer

  • Matthew Benham

    Chief Technology Officer

Downloads & Resources

  • Document Healthcheck

    Aurora’s Document Management Health Check provides a rapid assessment of your approach todocument management today and create a roadmap to a fully optimised customer journey.

    pdf, 485.08 kB

  • CLM Healthcheck

    Get the project off on the right footing: A tailored, short duration study to validate current thinking and plan for successful delivery of the strategy.

    pdf, 567.66 kB

  • Technology Healthcheck

    A detailed study to get you on track to implement Reg-Tech or CLM technology solution. Focusing on the design of your target state operating model, policy framework and data services to ensure a rapid delivery, avoiding the common obstacles and weaknesses of Reg-Tech projects.

    pdf, 456.4 kB

  • Data Strategy & Provisioning Health Check

    Get a rapid, independent assessment of your data strategy and approach to provisioning, with a review of everything from data source integrations and how that data is validated, to identifying the steps towards achieving accurate and consistent data and full regulatory compliance across the enterprise.

    pdf, 483.49 kB



Case Studies

Policy framework for a Tier 2 Investment House

An external BDO audit identified significant weaknesses in the banks existing conduct and risk assurance framework. Aurora strengthened cross-functional guidelines and procedures, embedded in a reworked policy hierarchy. The purpose of these changes was to address audit points, establish a rigorous control framework and bring the banks documented FO policy in line with industry best practice.


Audit deficiencies

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Current state analysis of functional areas for a Tier 2 global bank

The client was uncertain of the source of their business problems. With this in mind, Aurora conducted a thorough analysis to identify the root cause of the issue rather than the symptom.


Step strategic assessment

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